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Compliance Policies and Procedures Attorney
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Morgan Stanley
Salary: not disclosed
|
USA-NJ-Jersey City |
10 Oct |
| See job description below |
|
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Branch Office Manager
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Not Disclosed
Salary: 100K
|
Jersey City, NJ |
08 Oct |
| Compliance branch office manager coming out of a insitutional side of firm.
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Trading surveillance compliance officer
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Not Disclosed
Salary: 75K
|
Hoboken, NJ |
08 Oct |
| Trading surveillance compliance officer
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Branch office manager - Compliance
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Not Disclosed
Salary: 100K base plus a bonus
|
Jersey City, NJ |
08 Oct |
| Branch office Compliance manager with Insitutional experience needed |
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Branch Office Manager (TBD)
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Not Disclosed
Salary: 100k base
|
Jersey City, NJ |
08 Oct |
| • Must always adhere to high ethical standards in dispatching job responsibilities;
• Manage branch administrative responsib... |
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Senior Counsel, Investment Management (R5216)
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Barker & Gilmore, LLC
Salary: Base and Bonus
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Jersey City, NJ |
02 Oct |
| Large investment management company seeking 4+ year attorney to advise growing business. |
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Compliance officer
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Not Disclosed
Salary: 75K
|
USA-NJ-Jersey City |
16 May |
| Compliance officer |
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US Company Secretarial Operations Attorney
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
11 Oct |
| The US Company Secretarial Division is in need of an Attorney in their New York office. |
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Account Support Executive
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Macquarie
Salary: Information not provided
|
USA-NY-New York City |
11 Oct |
| As a result of growth, we are currently seeking an account support executive in the New York office. |
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Compliance and Testing - BSA / AML
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Legend Global Search, Inc...
Salary: $115K - $125K
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Manhattan, NY |
11 Oct |
| BSA/AML Compliance / Auditing / Operations - Financial Service Organization |
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Vice President - Compliance for US Banking
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Legend Global Search, Inc...
Salary: $165K + Bonus
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New York, NY, 10036 |
11 Oct |
| VP - Compliance - Banking - Global Financial Services Company |
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Regulatory Filing Group Officer
|
Legend Global Search, Inc...
Salary: DOE
|
New York City, NY |
11 Oct |
| Regulatory Filing Group Officer - Broker Dealer arm of global Financial Conglomerate |
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Compliance Manager (New York / Houston or California)
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Huxley Associates
Salary: Negotiable
|
USA-NY-New York City |
10 Oct |
| We seek a qualified compliance officer to work in very fast paced environment. The Compliance Manager will be responsible for... |
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Compliance Associate
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Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
10 Oct |
| See job description below |
|
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AML Associate - ISG Division
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
10 Oct |
| See job description below |
|
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GWM/Retail Compliance Associate
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
10 Oct |
| See job description below |
|
|
Senior Manager - Life Sciences
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Not Disclosed
Salary: 170-210K base, 10-20% bon...
|
New York City, NY |
10 Oct |
| Global Consulting leader seeks your combination Life Sciences industry experience and implementation experience with Quality... |
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SENIOR FINANCIAL REPORTING ACCOUNTANT
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Not Disclosed
Salary: $60,000
|
New York, NY, 10036 |
10 Oct |
| Successful Law Firm seeks a Senior Financial Reporting Accountant in their New York City office. |
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General Counsel-Hedge Fund
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IJC Partners, LLC.
Salary: Competitive
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New York City, NY |
10 Oct |
| Multi-strategy fund seeking 5+ year attorney to advise growing business. |
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Associate General Counsel
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Moody's Investors Service...
Salary: Not Specified
|
USA-NY-New York City |
10 Oct |
| Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that... |
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VP, Securities Lending Compliance Liasion
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BNP Paribas
Salary: not disclosed
|
USA-NY-New York City |
10 Oct |
| See job description below |
|
|
Vice President (VP) Compliance
|
Not Disclosed
Salary: $110,000 - $150,000
|
USA-NY-New York City |
09 Oct |
| Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e... |
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Chief Compliance Officer
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Not Disclosed
Salary: 250,000 - 600,000
|
Manhattan, NY, 10174 |
09 Oct |
| Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A... |
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Equities Trade Compliance Officer
|
Michael Page
Salary: 100,000 - 150,000
|
Manhattan, NY, 10174 |
09 Oct |
| Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca... |
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Director of Compliance
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Michael Page
Salary: 180,000-300,000
|
New York, NY, 10174 |
09 Oct |
| Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad based background... |
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Municipal Bonds - Compliance Officer
|
Not Disclosed
Salary: $100,000 - $150,000
|
USA-NY-New York City |
09 Oct |
| Our client is a well respected international firm with a great presence in the US market. Currently the Head of Fixed Income... |
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Sr. Bank Secrecy Act (BSA) Compliance Manager
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Not Disclosed
Salary: $80,000 - $135,000
|
USA-NY-New York City |
09 Oct |
| Our client is a major International Bank with a very stable presence in the current market. The Compliance group is currently... |
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Associate Director Commodities Compliance
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
|
New York City, NY, 10001 |
09 Oct |
| Provide compliance support to US Commodities business that includes the trading of power and natural gas for financial and ph... |
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Compliance/Operations Professional
|
Not Disclosed
Salary: Competitive
|
New York City, NY |
08 Oct |
| New York City based institutional investment management firm is seeking an organized and well-experienced manager to run its... |
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Counterparty Relations (JD preferred) Agreement Negotiation & Relationship Management
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Not Disclosed
Salary: Highly competitive (base...
|
USA-CT-Stamford |
07 Oct |
| Skilled senior negotiator needed to draft and negotiate numerous 3rd party agreements (ISDA's, GMRA's, MRA's, Prime Brokerage... |
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